UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Amendment No. 1
(Mark One)
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED |
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
FOR THE TRANSITION PERIOD OF _________ TO _________. |
Commission File Number:
(Exact name of registrant as specified in its charter) |
| Not Applicable | |
State or other jurisdiction of incorporation or organization |
| (I.R.S. Employer Identification No.) |
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area code:
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
| Trading Symbol |
| Name of each exchange on which registered |
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Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act
Yes ☐
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act.
Yes ☐
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ | Accelerated filer ☐ | Smaller reporting company | |
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| Emerging growth company |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report.
If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrant included in the filing reflect the correction of an error to previously issued financial statements.
Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b). ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes
As of February 29, 2024, there were
DOCUMENTS INCORPORATED BY REFERENCE
Certain information required for Items 10, 11, 12, 13 and 14 of Part III of this annual report on Form 10-K is incorporated by reference to the registrant’s definitive proxy statement for the 2024 Annual Meeting of Shareholders.
UR-ENERGY INC.
ANNUAL REPORT ON FORM 10-K
TABLE OF CONTENTS
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Table of Contents |
Explanatory Note:
On March 6, 2024, Ur-Energy Inc. (the “Company”) filed with the Securities and Exchange Commission its Annual Report on Form 10-K for the year ended December 31, 2023 (the “Original Form 10-K”). This Amendment No. 1 to Form 10-K (“Amendment”) of the Company is being filed solely to amend Item 15 and Exhibit 96.2 to file an amended Technical Report Summary on the Shirley Basin ISR Uranium Project, Carbon County, Wyoming, USA. The Technical Report Summary that was filed with the Original Form 10-K included errors in Table 16 (“Life of Mine Operating Expenses”) with data missing or inaccurately stated. The text of the Technical Report Summary and conclusions in the report remain unchanged.
This Amendment should be read in conjunction with the Original Form 10-K and includes only the portions of the Company’s Annual Report on Form 10-K being supplemented or amended by this Form 10-K/A. Other than as described in this explanatory note, this Amendment does not change any of the financial or other information set forth in the Original Form 10-K or the exhibits thereto. This Amendment does not reflect events that may have occurred subsequent to the filing of the Original Form 10-K.
In addition, as required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), new certifications by the Company’s principal executive officer and principal financial officer are filed herewith as exhibits to this Amendment pursuant to Rule 13a-14(a) or 15d-14(a) of the Exchange Act. As no financial statements have been included in this Amendment and this Amendment does not contain or amend any disclosure with respect to Items 307 and 308 of Regulation S-K, paragraphs 3, 4, and 5 of the certifications have been omitted. The Company is not including certifications pursuant to Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350) as no financial statements are being filed with this Amendment.
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PART IV
Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
Financial Statements and Financial Statement Schedules
The Consolidated Financial Statements filed as part of this Form 10-K begin on page F-1.
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Exhibit Number |
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| S-3 |
| 1/10/2014 |
| 3.1 |
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| S-3 |
| 1/10/2014 |
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| 8-K |
| 2/25/2016 |
| 3.1 |
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| 10-K |
| 3/6/2024 |
| 4.1 |
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| 8-K |
| 2/4/2021 |
| 4.1 |
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| 8-K |
| 2/21/2023 |
| 4.1 |
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| Financing Agreement and Mortgage (State of Wyoming Industrial Revenue Bond Loan) |
| 6-K |
| 10/29/2013 |
| 99.1 |
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| Share Purchase Agreement and Registration Rights Agreement (Private Placement) |
| 6-K |
| 12/19/2013 |
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| 10-K |
| 3/3/2014 |
| 10.9 |
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| 10-K |
| 3/3/2014 |
| 10.10 |
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| 10-K |
| 3/3/2014 |
| 10.11 |
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| 10-K |
| 3/3/2014 |
| 10.12 |
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| 8-K |
| 4/17/17 |
| 10.1 |
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| Amended and Restated Restricted Share Unit & Equity Incentive Plan |
| 8-K |
| 4/16/2021 |
| 10.1 |
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| 8-K |
| 5/29/2020 |
| 1.1 |
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| 8-K |
| 6/9/2021 |
| 1.1 |
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| Amendment No. 1 to the Amended and Restated At Market Issuance Sales Agreement |
| 8-K |
| 12/21/2021 |
| 1.2 |
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| Amendment No. 2 to the Amended and Restated At Market Issuance Sales Agreement |
| 8-K |
| 7/20/2023 |
| 3.1 |
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| Amendment to Financing Agreement and Third Amendment to Mortgage |
| 10-K |
| 2/26/2021 |
| 10.12 |
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| 8-K |
| 8/4/2020 |
| 10.1 |
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| 10-K |
| 2/26/2021 |
| 10.17 |
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| 10-K |
| 2/26/2021 |
| 10.18 |
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| 10-K |
| 2/26/2021 |
| 10.19 |
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| 10-K |
| 2/26/2021 |
| 10.20 |
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| 10-Q |
| 5/1/2023 |
| 10.1 |
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| 10-Q |
| 5/1/2023 |
| 10.2 |
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| 10-K |
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| Consent of |
| 10-K |
| 3/6/2024 |
| 23.1 |
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Table of Contents |
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| 10-K |
| 3/6/2024 |
| 23.2 |
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| 10-K |
| 3/6/2024 |
| 32.1 |
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| 10-K |
| 3/6/2024 |
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| Technical Report Summary on the Lost Creek ISR Uranium Property, Sweetwater County, Wyoming, USA |
| 10-K |
| 3/6/2024 |
| 96.1 |
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| 10-K |
| 3/6/2024 |
| 97 |
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101.INS |
| XBRL Instance Document |
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101.SCH |
| XBRL Schema Document |
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101.CAL |
| XBRL Calculation Linkbase Document |
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101.DEF |
| XBRL Definition Linkbase Document |
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101.LAB |
| XBRL Labels Linkbase Document |
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101.PRE |
| XBRL Presentation Linkbase Document |
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| 10-K | 3/3/2015 |
(1) Filed herewith under Items 1 and 2. Business and Properties.
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Table of Contents |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| UR-ENERGY INC. |
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Date: March 12, 2024 | By: | /s/ John W. Cash |
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| John W. Cash |
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| Chief Executive Officer |
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